On August 13, 2025, the US Securities and Exchange Commission (SEC) announced the creation of a Statistics & Data Visualizations page on its website. The page provides statistics on capital formation, ...
(Reuters) - A recent audit showed an "elevated" risk of a data leakage from the comprehensive market data surveillance system used by Wall Street's top regulator, according to a watchdog report made ...
U.S. Securities and Exchange Commission Chairman Paul Atkins said he wants his staff to consider narrowing the range of data that private fund advisers are required to disclose to the agency under ...
Investment advisors are scrambling to turn sweeping new data protection rules into real-world compliance programs as the deadline approaches for them to comply with new Securities and Exchange ...
A large swath of advisory firms may not be ready for the next phase of the Securities and Exchange Commission’s data protection rule as the June 3 compliance deadline approaches. That is the ...
A view of the Securities and Exchange Commission building in Washington, D.C. (Photo By Bill Clark/CQ-Roll Call, Inc via Getty Images) An increasingly cozy relationship between the Securities and ...
Eliezer Mishory, a member of Elon Musk's Department of Government Efficiency, sought access to certain Securities and Exchange Commission data, including staff emails, contracts and payments systems, ...
As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap ...
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